Monthly Archives: January 2017

Regulatory Compliance for Investment Services Providers – Practical Considerations

This course will focus on the procedures, checks and arrangements which Compliance Officers must put in place in order to ensure compliance with MFSA Rules. It will also cover practical aspects relating to compliance with MFSA Rules. Continue reading

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Resolutions

This session will deal with the various considerations arising in relation to resolutions including the main types of resolutions that can be adopted and drafting solutions available. Continue reading

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